Assessor Resource

RIIMEX303
Conduct local geotechnical risk control in surface operations

Assessment tool

Version 1.0
Issue Date: May 2024


This unit describes the skills and knowledge required to conduct local geotechnical risk control in surface operations, including identifying ground conditions and implementing geotechnical risk controls.

It applies to those working in operational roles. They generally work under minimal supervision to undertake a broad range of skilled applications in varied work contexts, using some discretion and judgement in selecting equipment, services or contingency measures.

Licensing, legislative and certification requirements that apply to this unit can vary between states, territories and industry sectors. Users must check requirements with relevant body before applying the unit.

You may want to include more information here about the target group and the purpose of the assessments (eg formative, summative, recognition)



Evidence Required

List the assessment methods to be used and the context and resources required for assessment. Copy and paste the relevant sections from the evidence guide below and then re-write these in plain English.

The candidate must demonstrate the ability to complete the tasks outlined in the elements, performance criteria and foundation skills of this unit, including evidence of the ability to:

conduct local geotechnical risk control in surface operations on at least two occasions, including:

identifying ground conditions, including stable and unstable ground

identifying key pit design features

identifying and understanding the requirements of the ground control management plan relevant to own job role

selecting and using tools, equipment and techniques for the inspection of ground conditions

identifying and inspecting work areas for geotechnical hazards, including:

ground deformation

blocky ground

structure

subsidence

open cracks

water

loss of catch capacity

rock fall

overhanging walls

communicating geotechnical risks to relevant personnel

identifying and clarifying the location that requires ground controls and installing barricades.

During the above, the candidate must:

locate and apply relevant documentation, policies and procedures and confirm that the work activity is compliant

implement the requirements, procedures and techniques for conducting local geotechnical risk control in surface operations

working with others to conduct local geotechnical risk control in surface operations

communicate clearly and concisely with others to receive and clarify work instructions and to resolve coordination requirements prior to commencing and during work activities.

The candidate must be able to demonstrate knowledge to complete the tasks outlined in the elements, performance criteria and foundation skills of this unit, including knowledge of:

key policies, procedures and documentation required to conduct local geotechnical risk control in surface operations, including:

the ground control management plan

safe operating procedures

principles of basic geology, including:

rock types

geological processes

geological structures

common survey and slope design terminology and surface operation design parameters

characteristics, limitations and placement of plant and equipment to reduce exposure to geotechnical hazards, including:

exclusion zones

catch troughs

catch bunds

cab placement

safe load and dump methods

principles and techniques for the use of plant and equipment within manufacturer specifications

factors impacting on slope stability, including:

material properties

fault zones

blasting

pit wall profile

surface and ground water

changes in ground temperature

presence of underground workings

visual signs of ground instability, including:

blocky conditions

adverse jointing

tension cracks

batter movement or deformation

water seepage and infiltrations

rock fall

undercut/overhang

backbreak or underbreak techniques for controlling instability through:

excavation control and scaling

waste dump and stockpile formation methodology

groundwater and surface water control

principles and techniques for identifying relevant emergencies

recording and reporting according to workplace procedures

techniques for coordinating and communicating job activities with others.

Mandatory conditions for assessment of this unit are stipulated below. The assessment must:

include access to:

personal and protective equipment

equipment required to conduct local geotechnical risk control in surface operations

relevant documentation

be conducted in a safe environment; and,

be assessed in the context of this sector's work environment; and,

be assessed in compliance with relevant legislation/regulation and using policies, procedures and processes directly related to the industry sector for which it is being assessed; and,

confirm consistent performance can be applied in a range of relevant workplace circumstances.

Where personal safety or environmental damage are limiting factors, assessment may occur in a simulated work environment* provided it is realistic and sufficiently rigorous to cover all aspects of this sector’s workplace performance, including environment, task skills, task management skills, contingency management skills and job role environment skills.

Assessor requirements

Assessors must be able to clearly demonstrate current and relevant industry knowledge and experience to satisfy the mandatory regulatory standards as set out in the Standards for Registered Training Organisations (RTOs) 2015/Australian Quality Training Framework mandatory requirements for assessors current at the time of assessment and any relevant licensing and certification requirements. This includes:

vocational competencies at least to the level being delivered and assessed

current industry skills directly relevant to the training and assessment being provided

current knowledge and skills in vocational training and learning that informs their training and assessment

formal relevant qualifications in training and assessment

having knowledge of and/or experience using the latest techniques and processes

possessing the required level of RII training product knowledge

having an understanding and knowledge of legislation and regulations relevant to the industry and to employment and workplaces

demonstrating the performance evidence, and knowledge evidence outlined in this unit of competency, and

the minimum years of current** work experience after competency has been obtained as specified below in an industry sector relevant to the outcomes of the unit.

This unit is also acceptable for the appropriately qualified assessor to work with an industry expert to conduct assessment together and for the industry expert to be involved in the assessment judgement. The industry expert must have current industry skills directly relevant to the training and assessment being provided. This means the industry subject matter expert must demonstrate skills and knowledge from the minimum years of current work experience after competency has been obtained as specified below, including time spent in roles related to the unit being assessed:

Industry sector

AQF indicator level***

Required assessor or industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Infrastructure

1

1 year

2

2 years

Drilling, Coal Mining, Extractive (Quarrying), Metalliferous Mining and Civil Infrastructure

3-6

3 years

Other sectors

Where this unit is being assessed outside of the resources and infrastructure sectors assessor and/or industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no industry standard is specified should comply with any relevant regulation.

*Guidance on simulated environments has been stipulated in the RII implementation guide located on VETNet.

**Assessors can demonstrate current work experience through employment within industry in a role relevant to the outcomes of the unit; or, for external assessors this can be demonstrated through exposure to industry by conducting a minimum number of site assessments as determined by the relevant industry sector, across various locations.

*** While a unit of competency does not have an AQF level, where a unit is being delivered outside of a qualification the first numeric character in the unit code should be considered as the AQF indicator level for assessment purposes.


Submission Requirements

List each assessment task's title, type (eg project, observation/demonstration, essay, assingnment, checklist) and due date here

Assessment task 1: [title]      Due date:

(add new lines for each of the assessment tasks)


Assessment Tasks

Copy and paste from the following data to produce each assessment task. Write these in plain English and spell out how, when and where the task is to be carried out, under what conditions, and what resources are needed. Include guidelines about how well the candidate has to perform a task for it to be judged satisfactory.

The candidate must demonstrate the ability to complete the tasks outlined in the elements, performance criteria and foundation skills of this unit, including evidence of the ability to:

conduct local geotechnical risk control in surface operations on at least two occasions, including:

identifying ground conditions, including stable and unstable ground

identifying key pit design features

identifying and understanding the requirements of the ground control management plan relevant to own job role

selecting and using tools, equipment and techniques for the inspection of ground conditions

identifying and inspecting work areas for geotechnical hazards, including:

ground deformation

blocky ground

structure

subsidence

open cracks

water

loss of catch capacity

rock fall

overhanging walls

communicating geotechnical risks to relevant personnel

identifying and clarifying the location that requires ground controls and installing barricades.

During the above, the candidate must:

locate and apply relevant documentation, policies and procedures and confirm that the work activity is compliant

implement the requirements, procedures and techniques for conducting local geotechnical risk control in surface operations

working with others to conduct local geotechnical risk control in surface operations

communicate clearly and concisely with others to receive and clarify work instructions and to resolve coordination requirements prior to commencing and during work activities.

The candidate must be able to demonstrate knowledge to complete the tasks outlined in the elements, performance criteria and foundation skills of this unit, including knowledge of:

key policies, procedures and documentation required to conduct local geotechnical risk control in surface operations, including:

the ground control management plan

safe operating procedures

principles of basic geology, including:

rock types

geological processes

geological structures

common survey and slope design terminology and surface operation design parameters

characteristics, limitations and placement of plant and equipment to reduce exposure to geotechnical hazards, including:

exclusion zones

catch troughs

catch bunds

cab placement

safe load and dump methods

principles and techniques for the use of plant and equipment within manufacturer specifications

factors impacting on slope stability, including:

material properties

fault zones

blasting

pit wall profile

surface and ground water

changes in ground temperature

presence of underground workings

visual signs of ground instability, including:

blocky conditions

adverse jointing

tension cracks

batter movement or deformation

water seepage and infiltrations

rock fall

undercut/overhang

backbreak or underbreak techniques for controlling instability through:

excavation control and scaling

waste dump and stockpile formation methodology

groundwater and surface water control

principles and techniques for identifying relevant emergencies

recording and reporting according to workplace procedures

techniques for coordinating and communicating job activities with others.

Mandatory conditions for assessment of this unit are stipulated below. The assessment must:

include access to:

personal and protective equipment

equipment required to conduct local geotechnical risk control in surface operations

relevant documentation

be conducted in a safe environment; and,

be assessed in the context of this sector's work environment; and,

be assessed in compliance with relevant legislation/regulation and using policies, procedures and processes directly related to the industry sector for which it is being assessed; and,

confirm consistent performance can be applied in a range of relevant workplace circumstances.

Where personal safety or environmental damage are limiting factors, assessment may occur in a simulated work environment* provided it is realistic and sufficiently rigorous to cover all aspects of this sector’s workplace performance, including environment, task skills, task management skills, contingency management skills and job role environment skills.

Assessor requirements

Assessors must be able to clearly demonstrate current and relevant industry knowledge and experience to satisfy the mandatory regulatory standards as set out in the Standards for Registered Training Organisations (RTOs) 2015/Australian Quality Training Framework mandatory requirements for assessors current at the time of assessment and any relevant licensing and certification requirements. This includes:

vocational competencies at least to the level being delivered and assessed

current industry skills directly relevant to the training and assessment being provided

current knowledge and skills in vocational training and learning that informs their training and assessment

formal relevant qualifications in training and assessment

having knowledge of and/or experience using the latest techniques and processes

possessing the required level of RII training product knowledge

having an understanding and knowledge of legislation and regulations relevant to the industry and to employment and workplaces

demonstrating the performance evidence, and knowledge evidence outlined in this unit of competency, and

the minimum years of current** work experience after competency has been obtained as specified below in an industry sector relevant to the outcomes of the unit.

This unit is also acceptable for the appropriately qualified assessor to work with an industry expert to conduct assessment together and for the industry expert to be involved in the assessment judgement. The industry expert must have current industry skills directly relevant to the training and assessment being provided. This means the industry subject matter expert must demonstrate skills and knowledge from the minimum years of current work experience after competency has been obtained as specified below, including time spent in roles related to the unit being assessed:

Industry sector

AQF indicator level***

Required assessor or industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Infrastructure

1

1 year

2

2 years

Drilling, Coal Mining, Extractive (Quarrying), Metalliferous Mining and Civil Infrastructure

3-6

3 years

Other sectors

Where this unit is being assessed outside of the resources and infrastructure sectors assessor and/or industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no industry standard is specified should comply with any relevant regulation.

*Guidance on simulated environments has been stipulated in the RII implementation guide located on VETNet.

**Assessors can demonstrate current work experience through employment within industry in a role relevant to the outcomes of the unit; or, for external assessors this can be demonstrated through exposure to industry by conducting a minimum number of site assessments as determined by the relevant industry sector, across various locations.

*** While a unit of competency does not have an AQF level, where a unit is being delivered outside of a qualification the first numeric character in the unit code should be considered as the AQF indicator level for assessment purposes.

Copy and paste from the following performance criteria to create an observation checklist for each task. When you have finished writing your assessment tool every one of these must have been addressed, preferably several times in a variety of contexts. To ensure this occurs download the assessment matrix for the unit; enter each assessment task as a column header and place check marks against each performance criteria that task addresses.

Observation Checklist

Tasks to be observed according to workplace/college/TAFE policy and procedures, relevant legislation and Codes of Practice Yes No Comments/feedback
Obtain, interpret and confirm work requirements 
Access, interpret and apply documentation and procedures required for conducting local geotechnical risk control in surface operations 
Select and wear personal protective equipment according to site requirements 
Confirm the work areas to be inspected and assessed 
Obtain and interpret existing information on ground conditions and hazards according to site requirements 
Identify key pit design features and associated hazards 
Discuss and address potential hazards and environmental factors with relevant personnel and identify potential control measures 
Identify and understand the ground control management plan within scope of own role 
Obtain and interpret emergency procedures and identify steps required to respond to emergencies according to site requirements 
Inspect and assess ground conditions and implement controls 
Conduct an assessment of the work areas to confirm stability and record findings 
Implement appropriate controls to make safe or to maintain stable ground conditions in accordance with job role and workplace procedures 
Install barricades and warning signs where area cannot be made safe according to job and site requirements and report to relevant personnel 
Monitor and assess ground conditions during work activities according to site requirements 
Record and report ground conditions and corrective actions to relevant personnel according to workplace procedures 
Report potential hazards to relevant personnel according to workplace procedures 
Clean, maintain and inspect equipment according to manufacturer specifications and site requirements, and address and report any issues to relevant personnel 

Forms

Assessment Cover Sheet

RIIMEX303 - Conduct local geotechnical risk control in surface operations
Assessment task 1: [title]

Student name:

Student ID:

I declare that the assessment tasks submitted for this unit are my own work.

Student signature:

Result: Competent Not yet competent

Feedback to student

 

 

 

 

 

 

 

 

Assessor name:

Signature:

Date:


Assessment Record Sheet

RIIMEX303 - Conduct local geotechnical risk control in surface operations

Student name:

Student ID:

Assessment task 1: [title] Result: Competent Not yet competent

(add lines for each task)

Feedback to student:

 

 

 

 

 

 

 

 

Overall assessment result: Competent Not yet competent

Assessor name:

Signature:

Date:

Student signature:

Date: